Robert J. Chersi - 07 Jun 2023 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Director
Signature
/s/ Richard J. Hart, Attorney-in-fact
Issuer symbol
BSIG
Transactions as of
07 Jun 2023
Net transactions value
$0
Form type
4
Filing time
09 Jun 2023, 18:08:35 UTC
Previous filing
08 Jun 2022
Next filing
10 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +4,762 +33% $0.000000 19,170 07 Jun 2023 Direct
holding BSIG Common Stock 38,151 07 Jun 2023 By Robert J. Chersi 2012 Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -4,762 -100% $0.000000* 0 07 Jun 2023 Common Stock 4,762 Direct F2, F3
transaction BSIG Restricted Stock Units Award $0 +4,379 $0.000000 4,379 08 Jun 2023 Common Stock 4,379 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in trust for the benefit of the reporting person's children. The reporting person's spouse is the trustee of the trust.
F2 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F3 On June 8, 2022, the reporting person was granted 4,762 restricted stock units vesting upon the earlier of June 8, 2023 and the date of the 2023 annual meeting of stockholders of BrightSphere Investment Group Inc., which was held on June 7, 2023.
F4 Consists of restricted stock units issued under the BrightSphere Investment Group Inc. Non-Employee Directors' Equity Incentive Plan.
F5 On June 8, 2023, the reporting person was granted 4,379 restricted stock units vesting upon the earlier of June 8, 2024 and the date of the 2024 annual meeting of stockholders of BrightSphere Investment Group Inc..