| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BSIG | Common Stock | Options Exercise | $1,080,000 | +90,000 | +129% | $12 | 160,009 | 11 Nov 2024 | Direct | |
| transaction | BSIG | Common Stock | Tax liability | -$1,830,611 | -62,585 | -39% | $29.25 | 97,424 | 11 Nov 2024 | Direct | |
| transaction | BSIG | Common Stock | Options Exercise | $3,750,000 | +375,000 | +385% | $10 | 472,424 | 11 Nov 2024 | Direct | |
| transaction | BSIG | Common Stock | Tax liability | -$7,214,395 | -246,646 | -52% | $29.25 | 225,778 | 11 Nov 2024 | Direct | |
| transaction | BSIG | Common Stock | Sale | -$1,996,400 | -70,000 | -31% | $28.52 | 155,778 | 11 Nov 2024 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BSIG | Employee Stock Option | Options Exercise | $0 | -90,000 | -100% | $0 | 0 | 11 Nov 2024 | Common Stock | 90,000 | $12 | Direct | F2 |
| transaction | BSIG | Employee Stock Option | Options Exercise | $0 | -375,000 | -100% | $0 | 0 | 11 Nov 2024 | Common Stock | 375,000 | $10 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.77 to $29.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| F2 | On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |
| F3 | On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vested in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. |