Andrea L. Dominowski - Feb 1, 2024 Form 3 Insider Report for DOW INC. (DOW)

Role
Controller and Vice President
Signature
/s/ Andrea L. Dominowski
Stock symbol
DOW
Transactions as of
Feb 1, 2024
Transactions value $
$0
Form type
3
Date filed
2/2/2024, 04:16 PM
Next filing
Feb 14, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DOW Common Stock 11.4K Feb 1, 2024 Direct F1
holding DOW Common Stock 438 Feb 1, 2024 By 401(k) Plan
holding DOW Common Stock 99.1 Feb 1, 2024 By 401(k) Plan ESOP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DOW Non-Qualified Stock Option (Right to Buy) Feb 1, 2024 Common Stock 2.76K $59.08 Direct F2
holding DOW Non-Qualified Stock Option (Right to Buy) Feb 1, 2024 Common Stock 3.02K $60.95 Direct F3
holding DOW Non-Qualified Stock Option (Right to Buy) Feb 1, 2024 Common Stock 3.23K $57.67 Direct F4
holding DOW Non-Qualified Stock Option (Right to Buy) Feb 1, 2024 Common Stock 1.13K $72.77 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Total includes restricted stock units to be delivered in one installment on or about the following dates, subject to continued employment: 1,161 shares on February 11, 2024; 1,099 shares on February 10, 2025; and 1,133 shares on February 9, 2026.
F2 This option vests in three equal installments beginning on February 9, 2024. Option shares will be used to satisfy withholding taxes.
F3 One-third of this option is exercisable. The remaining two-thirds will vest in equal installments on February 10, 2024 and February 10, 2025. Option shares will be used to satisfy withholding taxes.
F4 Two-thirds of this option is exercisable. The remaining one-third will vest on February 11, 2024. Option shares will be used to satisfy withholding taxes.
F5 This option is fully vested and exercisable. Option shares will be used to satisfy withholding taxes.