James R. Fitterling - Feb 15, 2024 Form 4 Insider Report for DOW INC. (DOW)

Signature
/s/ James R Fitterling
Stock symbol
DOW
Transactions as of
Feb 15, 2024
Transactions value $
-$209,893
Form type
4
Date filed
2/20/2024, 07:12 PM
Previous filing
Feb 14, 2024
Next filing
Feb 26, 2024

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Award $0 +271K $0.00 271K Feb 15, 2024 Common Stock 271K $55.17 Direct F6
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -47.2K -100% $0.00* 0 Feb 16, 2024 Common Stock 47.2K $50.07 Direct F7
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -25K -19.46% $0.00 103K Feb 16, 2024 Common Stock 25K $46.60 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units to be delivered in one installment on or about February 15, 2027, subject to continued employment.
F2 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F3 The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.54 to $55.641. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.63 to $55.635. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5 Total includes previously reported restricted stock units.
F6 This option will vest in three equal installments beginning on February 15, 2025. Option shares will be used to satisfy withholding taxes.
F7 This option is fully vested and exercisable.