John M. Sampson - Mar 4, 2024 Form 4 Insider Report for DOW INC. (DOW)

Role
Senior Vice President
Signature
/s/ John M. Sampson
Stock symbol
DOW
Transactions as of
Mar 4, 2024
Transactions value $
-$12,199
Form type
4
Date filed
3/6/2024, 05:33 PM
Previous filing
Feb 23, 2024
Next filing
Dec 3, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOW Common Stock Options Exercise $190K +3.79K +3.73% $50.07 105K Mar 4, 2024 Direct
transaction DOW Common Stock Disposed to Issuer -$202K -3.54K -3.36% $57.06 102K Mar 4, 2024 Direct F1, F2, F3
holding DOW Common Stock 311 Mar 4, 2024 By 401(k) Plan ESOP
holding DOW Common Stock 481 Mar 4, 2024 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOW Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -3.79K -100% $0.00* 0 Mar 4, 2024 Common Stock 3.79K $50.07 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
F2 The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.01 to $57.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Total includes previously reported restricted stock units.
F4 This option is fully vested and exercisable.