Stuart Sloan - Sep 24, 2024 Form 3 Insider Report for CERO THERAPEUTICS HOLDINGS, INC. (CERO)

Role: 10%+ Owner
Signature: /s/ Stuart Sloan
Stock symbol: CERO
Transactions as of: Sep 24, 2024
Transactions value $: $0
Form type: 3
Date filed: 11/20/2024, 04:03 PM
Next filing: Nov 20, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CERO	Common Stock, $0.0001 par value per share						21.6M	Sep 24, 2024	By SMS Revocable Trust	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On September 24, 2024, 10,720 shares of Series A Preferred Stock beneficially previously acquired by the reporting person on February 14, 2024 and originally convertible into 107,200 shares of Common Stock at an original conversion price of $10.00 per share, were converted by the Issuer into 20,710,973 shares of Common Stock at an adjusted conversion price of $0.06747 per share in a Rule 16b-3 exempt transaction.
F2	The shares of Common Stock are held of record and beneficially by SMS Revocable Trust. Stuart Sloan is the sole grantor and trustee of SMS Revocable Trust.

Content

On September 24, 2024, 10,720 shares of Series A Preferred Stock beneficially previously acquired by the reporting person on February 14, 2024 and originally convertible into 107,200 shares of Common Stock at an original conversion price of $10.00 per share, were converted by the Issuer into 20,710,973 shares of Common Stock at an adjusted conversion price of $0.06747 per share in a Rule 16b-3 exempt transaction.

The shares of Common Stock are held of record and beneficially by SMS Revocable Trust. Stuart Sloan is the sole grantor and trustee of SMS Revocable Trust.