Gregg Williams - May 14, 2025 Form 4 Insider Report for Vivani Medical, Inc. (VANI)

Role: Director, 10%+ Owner
Signature: /s/ Brigid Makes as Attorney-in-fact
Stock symbol: VANI
Transactions as of: May 14, 2025
Transactions value $: $12,867
Form type: 4
Date filed: 5/16/2025, 08:11 PM
Previous filing: Apr 28, 2025
Next filing: Jun 26, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Williams Gregg	Director, 10%+ Owner	C/O 1350 S. LOOP ROAD, ALAMEDA	/s/ Brigid Makes as Attorney-in-fact	2025-05-16	0001624919

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VANI	Common Stock	Purchase	$3.53K	+3.5K	+0.03%	$1.01	13.8M	May 14, 2025	See footnote	F1, F2
transaction	VANI	Common Stock	Purchase	$6.9K	+6.84K	+0.05%	$1.01	13.8M	May 15, 2025	See footnote	F1, F2
transaction	VANI	Common Stock	Purchase	$2.43K	+2.41K	+0.02%	$1.01	13.8M	May 16, 2025	See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.
F2	In addition to the shares the reporting person purchased directly in his name on the open market and in the private sale transaction, the reporting person owns 13,840,895 shares indirectly as follows: (i) 11,715,143 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.

Content

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions on the open market. The reporting person undertakes to provide to Vivani Medical, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction set forth in this footnote.

In addition to the shares the reporting person purchased directly in his name on the open market and in the private sale transaction, the reporting person owns 13,840,895 shares indirectly as follows: (i) 11,715,143 shares of common stock owned by Gregg G. Williams 2006 Trust, (ii) 1,212,856 shares of common stock owned by Williams International Co. LLC, (iii) 181,587 shares of common stock owned by Sam Williams Family Investments LLC, and (iv) 731,309 shares of common stock owned by Sam B. Williams 1995 Generation-Skipping Trust. Gregg Williams has voting and dispositive power over all of these shares.