| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Friedberg Ezra M | Director | C/O PELTHOS THERAPEUTICS INC., 4020 STIRRUP CREEK DRIVE, SUITE 110, DURHAM | /s/ Ezra Friedberg | 2025-07-07 | 0001679440 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PTHS | Restricted Stock Units | Award | +19.1K | +214.6% | 28K | Jul 2, 2025 | Common Stock | 19.1K | $13.50 | Direct | F1, F3 | ||
| transaction | PTHS | Stock Option | Award | +58.2K | 58.2K | Jul 2, 2025 | Common Stock | 58.2K | $13.50 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | On July 2, 2025, the Reporting Person was granted stock restricted stock units to purchase 19,108 shares of common stock at an exercise price of $13.50 per share, which shall vest on a quarterly basis over a period of three (3) years. |
| F2 | On July 2, 2025, the Reporting Person was granted stock options to purchase 58,230 shares of common stock at an exercise price of $13.50 per share, which shall vest on a quarterly basis over a period of three (3) years. |
| F3 | The numbers reported herein have been adjusted to reflect the 1-for-10 reverse stock split effected by the Issuer on July 1, 2025. |