James F. Whalen - Jun 24, 2024 Form 4/A - Amendment Insider Report for Capital Bancorp Inc (CBNK)

Role
Director
Signature
/s/ James F. Whalen, by Connie Egan as Attorney in Fact
Stock symbol
CBNK
Transactions as of
Jun 24, 2024
Transactions value $
$153,868
Form type
4/A - Amendment
Date filed
2/11/2025, 04:35 PM
Date Of Original Report
Jun 26, 2024
Previous filing
Jan 3, 2024
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBNK Common Stock Options Exercise $102K +7K +1.06% $14.54 665K Jun 24, 2024 By James F. Whalen Revocable Trust F1
transaction CBNK Common Stock Options Exercise $52.1K +3.75K +0.56% $13.89 669K Jun 24, 2024 By James F. Whalen Revocable Trust F1
holding CBNK Common Stock 895 Jun 24, 2024 Direct
holding CBNK Common Stock 58.4K Jun 24, 2024 By IRA F2
holding CBNK Common Stock 240K Jun 24, 2024 By Whalen Family, LLC
holding CBNK Common Stock 2.82K Jun 24, 2024 By NMW Investments LLC
holding CBNK Common Stock 2.82K Jun 24, 2024 By KAW Investments LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBNK Stock Options Options Exercise $0 -7K -100% $0.00 0 Jun 24, 2024 Common Stock 7K $14.54 Direct F3
transaction CBNK Stock Options Options Exercise $0 -3.75K -75% $0.00 1.25K Jun 24, 2024 Common Stock 3.75K $13.89 Direct F3
holding CBNK Stock Options 2.75K Jun 24, 2024 Common Stock 2.75K $26.41 Direct F3
holding CBNK Stock Options 3.49K Jun 24, 2024 Common Stock 3.49K $23.54 Direct F3
holding CBNK Stock Options 4.4K Jun 24, 2024 Common Stock 4.4K $24.20 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment amends the nature of ownership from direct to indirect by James F. Whalen Revocable Trust for the total amount of common stock owned following the previously reported transaction effected on June 24, 2024.
F2 This amendment amends the nature of indirect beneficial ownership from "By Millennium Trust Company, LLC FBO James Whalen" to "By IRA."
F3 The Stock Options vest in four equal annual installments beginning on the first anniversary of the date of grant.