Liang Chiu-Chu Sara Liu - 10 Nov 2021 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director, 10%+ Owner
Signature
/s/ David E. Weigand, Attorney-In-Fact
Issuer symbol
SMCI
Transactions as of
10 Nov 2021
Transactions value $
-$3,024
Form type
4
Filing time
12 Nov 2021, 15:44:35 UTC
Previous filing
05 Nov 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +197 +0.22% 90.2K 10 Nov 2021 Direct F1
transaction SMCI Common Stock Tax liability -$3.02K -69 -0.08% $43.82* 90.2K 10 Nov 2021 Direct
holding SMCI Common Stock 6.7M 10 Nov 2021 By Spouse
holding SMCI Common Stock 3.33K 10 Nov 2021 By Child A
holding SMCI Common Stock 3.33K 10 Nov 2021 By Child B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -197 -10% $0.00 1.77K 10 Nov 2021 Common Stock 197 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on February 10, 2021 and 1/16th of the total number of units at the end of each of the next twelve 3-month periods thereafter. Vested units are settled in shares of SMCI common stock.