David E. Weigand - Nov 10, 2023 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: SVP, Chief Financial Officer
Signature: /s/ David E. Weigand
Stock symbol: SMCI
Transactions as of: Nov 10, 2023
Transactions value $: -$210,164
Form type: 4
Date filed: 11/14/2023, 05:01 PM
Previous filing: Nov 8, 2023
Next filing: Dec 5, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SMCI	Common Stock	Options Exercise		+225	+1.67%		13.7K	Nov 10, 2023	Direct	F1
transaction	SMCI	Common Stock	Tax liability	-$29.8K	-112	-0.82%	$266.03	13.6K	Nov 10, 2023	Direct
transaction	SMCI	Common Stock	Options Exercise		+268	+1.97%		13.8K	Nov 10, 2023	Direct	F1
transaction	SMCI	Common Stock	Tax liability	-$35.4K	-133	-0.96%	$266.03	13.7K	Nov 10, 2023	Direct
transaction	SMCI	Common Stock	Options Exercise		+1.1K	+8.01%		14.8K	Nov 10, 2023	Direct	F1
transaction	SMCI	Common Stock	Tax liability	-$145K	-545	-3.68%	$266.03	14.3K	Nov 10, 2023	Direct

Showing 1 to 6 of 6 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-225	-33.33%	$0.00	450	Nov 10, 2023	Common Stock	225		Direct	F1, F2
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-268	-9.11%	$0.00	2.68K	Nov 10, 2023	Common Stock	268		Direct	F1, F3
transaction	SMCI	Restricted Stock Units	Options Exercise	$0	-1.1K	-33.32%	$0.00	2.2K	Nov 10, 2023	Common Stock	1.1K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F3	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4	Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 1/7th of the total number of units on November 10, 2022, and 1/7th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.