Yih-Shyan Wally Liaw - 10 Feb 2025 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ Liaw Yih-Shyan Wally
Issuer symbol
SMCI
Transactions as of
10 Feb 2025
Transactions value $
-$141,129
Form type
4
Filing time
12 Feb 2025, 17:15:25 UTC
Previous filing
12 Nov 2024
Next filing
03 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +4.37K +7.1% 65.9K 10 Feb 2025 Direct F1
transaction SMCI Common Stock Tax liability -$74.3K -1.74K -2.64% $42.65 64.2K 10 Feb 2025 Direct
transaction SMCI Common Stock Options Exercise +4.38K +6.83% 68.6K 10 Feb 2025 Direct F1
transaction SMCI Common Stock Tax liability -$66.9K -1.57K -2.29% $42.65 67K 10 Feb 2025 Direct
holding SMCI Common Stock 15.2M 10 Feb 2025 By Liaw Family Trust F2
holding SMCI Common Stock 194K 10 Feb 2025 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -4.37K -12.49% $0.00 30.6K 10 Feb 2025 Common Stock 4.37K Direct F1, F3
transaction SMCI Restricted Stock Units Options Exercise $0 -4.38K -14.3% $0.00 26.3K 10 Feb 2025 Common Stock 4.38K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.