Liang Chiu-Chu Sara Liu - 22 Apr 2025 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role: Director, 10%+ Owner
Signature: /s/ David E Weigand, Attorney-In-Fact
Issuer symbol: SMCI
Transactions as of: 22 Apr 2025
Transactions value $: $0
Form type: 4
Filing time: 24 Apr 2025, 17:04:43 UTC
Previous filing: 28 Feb 2025
Next filing: 13 May 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	SMCI	Common Stock						67.4M	22 Apr 2025	By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SMCI	Employee Stock Option (right to buy)	Award	$0	+3M	+300%	$0.00	4M	22 Apr 2025	Common Stock	3M	$45.00	By Spouse	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On November 14, 2023, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On April 22, 2025, achievement of the revenue goal for the second, third, and fourth tranches of 1,000,000 shares each under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $60, $75, and $90 stock price goals achievement for the second, third, and fourth tranches had previously been certified, and, as a result, the 3,000,000 shares total associated therewith were earned and became exercisable. The share quantities and stock prices in this footnote reflect the issuer's 10 for 1 stock split that became effective on September 30, 2024.

Content

On November 14, 2023, the Reporting Person's spouse was granted a performance-based stock option award to purchase up to 5,000,000 shares of common stock (the "Award") if and to the extent the five equal tranches of the Award are earned based on the achievement of certain absolute revenue and stock price goals. On April 22, 2025, achievement of the revenue goal for the second, third, and fourth tranches of 1,000,000 shares each under the Award was certified, which resulted in the creation of the derivative security reported in this filing. The applicable $60, $75, and $90 stock price goals achievement for the second, third, and fourth tranches had previously been certified, and, as a result, the 3,000,000 shares total associated therewith were earned and became exercisable. The share quantities and stock prices in this footnote reflect the issuer's 10 for 1 stock split that became effective on September 30, 2024.