| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| WEIGAND DAVID E | SVP, Chief Financial Officer | 980 ROCK AVENUE, SAN JOSE | /s/ David E. Weigand | 13 May 2025 | 0001777404 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +2.68K | +1.79% | 153K | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$30.7K | -959 | -0.63% | $31.99 | 152K | 10 May 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +5.94K | +3.91% | 158K | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$68K | -2.13K | -1.35% | $31.99 | 156K | 10 May 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -2.68K | -20.03% | $0.00 | 10.7K | 10 May 2025 | Common Stock | 2.68K | Direct | F1, F2 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -5.94K | -24.99% | $0.00 | 17.8K | 10 May 2025 | Common Stock | 5.94K | Direct | F1, F3, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F3 | This RSU was previously reported on May 7, 2024 as covering 10x fewer shares but was adjusted in connection with the ten-for-one forward split, effective on September 30, 2024. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on May 10, 2025 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |