| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Liaw Yih-Shyan Wally | Director | 980 ROCK AVE., SAN JOSE | /s/ Liaw Yih-Shyan Wally | 13 May 2025 | 0001392937 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Common Stock | Options Exercise | +4.38K | +6.54% | 71.4K | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$50.2K | -1.57K | -2.2% | $31.99 | 69.8K | 10 May 2025 | Direct | |
| transaction | SMCI | Common Stock | Options Exercise | +4.37K | +6.26% | 74.2K | 10 May 2025 | Direct | F1 | ||
| transaction | SMCI | Common Stock | Tax liability | -$50K | -1.56K | -2.11% | $31.99 | 72.6K | 10 May 2025 | Direct | |
| holding | SMCI | Common Stock | 194K | 10 May 2025 | By Spouse | ||||||
| holding | SMCI | Common Stock | 15.2M | 10 May 2025 | By Liaw Family Trust | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4.38K | -14.3% | $0.00 | 26.3K | 10 May 2025 | Common Stock | 4.38K | Direct | F1, F3 | |
| transaction | SMCI | Restricted Stock Units | Options Exercise | $0 | -4.37K | -16.65% | $0.00 | 21.9K | 10 May 2025 | Common Stock | 4.37K | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of SMCI common stock. |
| F2 | These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust. |
| F3 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |
| F4 | Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock. |