Rana Yared - 13 Jun 2023 Form 4 Insider Report for Tradeweb Markets Inc. (TW)

Role
Director
Signature
/s/ Scott Zucker, Attorney-in-Fact for Rana Yared
Issuer symbol
TW
Transactions as of
13 Jun 2023
Net transactions value
-$99,960
Form type
4
Filing time
15 Jun 2023, 18:35:07 UTC
Previous filing
17 May 2023
Next filing
14 May 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TW Class A common stock Sale $59,544 -851 -28% $69.97 2,194 13 Jun 2023 Direct F1
transaction TW Class A common stock Sale $40,416 -567 -26% $71.28 1,627 15 Jun 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2023.