larsh Johnson - 16 Nov 2021 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Technology Officer
Signature
/s/ William Bush, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
16 Nov 2021
Net transactions value
-$368,306
Form type
4
Filing time
17 Nov 2021, 18:49:01 UTC
Previous filing
01 Sep 2021
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $368,306 -15,000 -26% $24.55* 41,698 16 Nov 2021 By Trust F1, F2, F3
holding STEM Common Stock, Par Value $0.0001 Per Share 150,758 16 Nov 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $24.12 to $25.09. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Shares held by trust for which the reporting person is a trustee.