larsh Johnson - 12 Aug 2022 Form 4 Insider Report for STEM, INC. (STEM)

Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
12 Aug 2022
Transactions value $
-$951,781
Form type
4
Filing time
16 Aug 2022, 18:44:19 UTC
Previous filing
12 May 2022
Next filing
17 Nov 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$463,290 -30,000 -15.61% $15.44 162,168 12 Aug 2022 Direct F1
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$327,640 -20,000 -12.33% $16.38 142,168 15 Aug 2022 Direct F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$160,851 -10,000 -7.03% $16.09 132,168 16 Aug 2022 Direct F3
holding STEM Common Stock, Par Value $0.0001 Per Share 41,698 12 Aug 2022 By Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.21 to $15.60. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $16.09 to $16.57. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $15.95 to $16.57. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Shares held by trust for which the reporting person is a trustee.