John Eugene Carrington - 05 Oct 2022 Form 4 Insider Report for STEM, INC. (STEM)

Role
CEO and Director, Director
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
05 Oct 2022
Net transactions value
-$778,423
Form type
4
Filing time
07 Oct 2022, 18:57:05 UTC
Previous filing
15 Sep 2022
Next filing
18 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $359,032 -26,670 -13% $13.46 185,453 05 Oct 2022 Direct F1, F2
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $26,523 -1,900 -1% $13.96 183,553 05 Oct 2022 Direct F1, F3
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $354,114 -25,913 -14% $13.67 157,640 06 Oct 2022 Direct F1, F4
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $38,755 -2,657 -1.7% $14.59 154,983 06 Oct 2022 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $12.95 to $13.94. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.95 to $14.00. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.46 to $14.42. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.46 to $14.77. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.