Robert Schaefer - 09 Mar 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Transformational
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
09 Mar 2023
Net transactions value
-$46,187
Form type
4
Filing time
13 Mar 2023, 16:45:51 UTC
Previous filing
03 Mar 2023
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale $46,187 -5,383 -0.72% $8.58 739,195 09 Mar 2023 Direct F1
holding STEM Common Stock, Par Value $0.0001 Per Share 268,943 09 Mar 2023 By 2021 K.B. Schaefer Legacy Trust F2
holding STEM Common Stock, Par Value $0.0001 Per Share 268,943 09 Mar 2023 By 2021 N.R. Schaefer Legacy Trust F3
holding STEM Common Stock, Par Value $0.0001 Per Share 537,886 09 Mar 2023 By Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock sold to cover the reporting person's tax liability in connection with the previously-reported settlement of RSUs.
F2 Held by the 2021 K.B. Schaefer Legacy Trust, of which the reporting person is the settlor.
F3 Held by the 2021 N.R. Schaefer Legacy Trust, of which the reporting person is the settlor.
F4 Held by the Schaefer Descendants Trust, of which the reporting person is the settlor.