DAVID S. BUZBY - 07 Jun 2023 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Kathy Medford, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
07 Jun 2023
Transactions value $
$0
Form type
4
Filing time
08 Jun 2023, 17:52:34 UTC
Previous filing
12 Oct 2022
Next filing
20 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +23,489 +115% $0 43,987 07 Jun 2023 Common Stock, Par Value $0.0001 Per Share 23,489 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share.
F2 The RSU vests 100% on June 7, 2024.