JAMES C. YARDLEY - 01 Oct 2021 Form 4 Insider Report for SEMPRA ENERGY (SRE)

Role
Director
Signature
JAMES C. YARDLEY BY: James M. Spira, Associate General Counsel of Sempra Energy and Attorney-In-Fact
Issuer symbol
SRE
Transactions as of
01 Oct 2021
Transactions value $
$12,500
Form type
4
Filing time
04 Oct 2021, 16:07:06 UTC
Previous filing
02 Jul 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRE Phantom Shares Award $12,500 +100 +0.75% $125.58 13,434 01 Oct 2021 Common Stock 99 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Phantom shares of Sempra Energy Common Stock acquired as director compensation.
F2 Conversion of Derivative Security is 1 for 1.
F3 Date exercisable is immediate for shares that have vested.
F4 Expiration date is Not Applicable.
F5 Total includes 839.63 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.