Lindsay E. Gray - 10 Sep 2021 Form 4 Insider Report for Grocery Outlet Holding Corp. (GO)

Role
VP Corporate Controller
Signature
/s/ Pamela B. Burke, as Attorney-in-Fact
Issuer symbol
GO
Transactions as of
10 Sep 2021
Transactions value $
$29,900
Form type
4
Filing time
13 Sep 2021, 18:02:37 UTC
Next filing
19 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GO Common Stock Options Exercise $29,900 +5,000 +83.91% $5.98* 10,959 10 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GO Stock Options (Right to Buy) Options Exercise $0 -5,000 -24.91% $0 15,075 10 Sep 2021 Common Stock 5,000 $5.98 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents previously granted stock options which were deemed earned and acquired upon the satisfaction of certain performance vesting criteria. These stock options are vested and exercisable.