Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
Dudum Andrew | Chief Executive Officer, Director, 10%+ Owner | 2269 CHESTNUT STREET, #523, SAN FRANCISCO | /s/ Alexandra Cotter Wilkins, Attorney-in-Fact | 2025-06-17 | 0001837796 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HIMS | Class A Common Stock | Options Exercise | +164K | +184.04% | 254K | Jun 13, 2025 | Direct | F1 | ||
transaction | HIMS | Class A Common Stock | Tax liability | -$5.03M | -90.7K | -35.74% | $55.48 | 163K | Jun 13, 2025 | Direct | |
transaction | HIMS | Class A Common Stock | Sale | -$157K | -2.79K | -1.71% | $56.35 | 160K | Jun 16, 2025 | Direct | F2, F3 |
transaction | HIMS | Class A Common Stock | Sale | -$2.26M | -40.1K | -14.07% | $56.44 | 245K | Jun 16, 2025 | Held by Trustee of Dudum Family Community Property Trust | F2, F4 |
transaction | HIMS | Class A Common Stock | Sale | -$422K | -7.41K | -3.03% | $56.90 | 238K | Jun 16, 2025 | Held by Trustee of Dudum Family Community Property Trust | F2, F5 |
transaction | HIMS | Class A Common Stock | Options Exercise | $263K | +108K | +67.62% | $2.43 | 269K | Jun 16, 2025 | Direct | F2 |
transaction | HIMS | Class A Common Stock | Options Exercise | $41.3K | +17K | +6.33% | $2.43 | 286K | Jun 16, 2025 | Direct | F2 |
transaction | HIMS | Class A Common Stock | Sale | -$996K | -17K | -5.95% | $58.61 | 269K | Jun 16, 2025 | Direct | F2, F6 |
transaction | HIMS | Class A Common Stock | Sale | -$5.11M | -90.6K | -33.75% | $56.39 | 178K | Jun 16, 2025 | Direct | F2, F7 |
transaction | HIMS | Class A Common Stock | Sale | -$1.01M | -17.7K | -9.95% | $56.92 | 160K | Jun 16, 2025 | Direct | F2, F8 |
transaction | HIMS | Class A Common Stock | Sale | -$933K | -15.9K | -9.95% | $58.50 | 144K | Jun 17, 2025 | Direct | F2, F9 |
transaction | HIMS | Class A Common Stock | Sale | -$2.92M | -49.2K | -34.08% | $59.45 | 95.1K | Jun 17, 2025 | Direct | F2, F10 |
holding | HIMS | Class A Common Stock | 1.19M | Jun 13, 2025 | Held by Trustee of AD 2022 GRAT 3 dated 11-28-2022 | ||||||
holding | HIMS | Class A Common Stock | 1.29M | Jun 13, 2025 | Held by Trustee of AD 2021 GRAT dated 11-1-2021 | ||||||
holding | HIMS | Class A Common Stock | 534K | Jun 13, 2025 | Held by Trustee of AD 2022 GRAT | ||||||
holding | HIMS | Class A Common Stock | 1.58M | Jun 13, 2025 | Held by Trustee of AD 2023 GRAT dated 9-5-2023 | ||||||
holding | HIMS | Class A Common Stock | 829K | Jun 13, 2025 | Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022 | ||||||
holding | HIMS | Class A Common Stock | 2.87M | Jun 13, 2025 | Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021 | ||||||
holding | HIMS | Class A Common Stock | 990K | Jun 13, 2025 | Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 | F11 | |||||
holding | HIMS | Class A Common Stock | 187K | Jun 13, 2025 | Held by Trustee of AD 2025 GRAT 3 dated 5-27-2025 | F12 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | HIMS | Restricted Stock Unit | Options Exercise | $0 | -35.2K | -25% | $0.00 | 106K | Jun 13, 2025 | Class A Common Stock | 35.2K | Direct | F1, F13 | |
transaction | HIMS | Restricted Stock Unit | Options Exercise | $0 | -35.4K | -12.5% | $0.00 | 248K | Jun 13, 2025 | Class A Common Stock | 35.4K | Direct | F1, F14 | |
transaction | HIMS | Restricted Stock Unit | Options Exercise | $0 | -74.5K | -8.33% | $0.00 | 820K | Jun 13, 2025 | Class A Common Stock | 74.5K | Direct | F1, F15 | |
transaction | HIMS | Restricted Stock Unit | Options Exercise | $0 | -19.2K | -6.25% | $0.00 | 287K | Jun 13, 2025 | Class A Common Stock | 19.2K | Direct | F1, F16 | |
transaction | HIMS | Stock Option (right to buy) | Options Exercise | $0 | -108K | -11.13% | $0.00 | 865K | Jun 16, 2025 | Class A Common Stock | 108K | $2.43 | Direct | F2, F17 |
transaction | HIMS | Stock Option (right to buy) | Options Exercise | $0 | -17K | -16.67% | $0.00 | 85K | Jun 16, 2025 | Class A Common Stock | 17K | $2.43 | Direct | F2, F18 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The Restricted Stock Units ("RSUs") represent a contingent right to receive one share of Class A Common Stock for each RSU. |
F2 | The stock option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on August 28, 2024 by the Reporting Person. |
F3 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $56.20 - $56.495. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F4 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $55.83 - $56.815. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F5 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $56.82 - $57.05. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F6 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $55.79 - $56.68. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F7 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $55.79 - $56.78. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F8 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $56.79 - $57.26. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F9 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $58.22 - $58.945. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F10 | Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $59.01 - $59.75. The Reporting Person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
F11 | The balance represents an in-kind transfer of 186,723 Class A Common Shares to the AD 2025 GRAT dated 5-27-2025. |
F12 | The balance represents an in-kind transfer of 186,723 Class A Common Shares from the Andrew Dudum 2015 Trust dated July 2, 2015. |
F13 | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on each Company Quarterly Vesting Date occurring on or after June 15, 2022. |
F14 | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2023. |
F15 | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2024. |
F16 | The RSUs are subject to a service-based vesting requirement, which shall be satisfied over a 4-year period, with the RSUs vesting in substantially equal quarterly installments on the specified vesting dates of March 15, June 15, September 15 and December 15 (each, a "Company Quarterly Vesting Date"), with the first such vesting date on June 15, 2025. |
F17 | The Stock Option was received in exchange for an option to purchase 3,583,091 shares of Class A Common Stock of Hims, Inc., with an exercise price of $1.10, in connection with the Merger. 1/48 of the shares subject to the Stock Option vest when the Reporting Person completes each month of continuous Service beginning March 13, 2020. |
F18 | Prior to the Company's business combination transaction in 2021, the option represented the right to purchase 7,166,182 shares of Hims, Inc. with an exercise price of $1.10. Following the Company's business combination transaction in 2021, the option converted into the right to purchase 3,246,139 shares of the Company with an exercise price of $2.43. 100% of the shares subject to the option vested upon certain specified thresholds met in 2021. |