| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Baldwin Lowry | Director, Chairman and member of 10% owner group, 10%+ Owner | 4211 W. BOY SCOUT BLVD., SUITE 800, TAMPA | /s/ Seth Cohen, as Attorney-in Fact, for Lowry Baldwin | 14 May 2025 | 0001787626 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BWIN | Class B Common Stock | Other | $0 | -30,000 | -0.23% | $0 | 12,747,590 | 12 May 2025 | By BIGH, LLC | F1, F2 |
| transaction | BWIN | Class B Common Stock | Other | $0 | -62,500 | -0.49% | $0 | 12,685,090 | 12 May 2025 | By BIGH, LLC | F2, F3 |
| transaction | BWIN | Class B Common Stock | Other | $0 | -62,500 | -0.49% | $0 | 12,622,590 | 12 May 2025 | By BIGH, LLC | F2, F4 |
| transaction | BWIN | Class B Common Stock | Other | $0 | +62,500 | $0 | 62,500 | 12 May 2025 | By Trust | F3, F5 | |
| transaction | BWIN | Class B Common Stock | Other | $0 | +62,500 | $0 | 62,500 | 12 May 2025 | By Trust | F4, F6 | |
| transaction | BWIN | Class B Common Stock | Conversion of derivative security | $0 | -31,250 | -50% | $0 | 31,250 | 12 May 2025 | By Trust | F5 |
| transaction | BWIN | Class B Common Stock | Conversion of derivative security | $0 | -31,250 | -50% | $0 | 31,250 | 12 May 2025 | By Trust | F6 |
| transaction | BWIN | Class A Common Stock | Conversion of derivative security | $0 | +31,250 | $0 | 31,250 | 12 May 2025 | By Trust | F5 | |
| transaction | BWIN | Class A Common Stock | Conversion of derivative security | $0 | +31,250 | $0 | 31,250 | 12 May 2025 | By Trust | F6 | |
| transaction | BWIN | Class A Common Stock | Sale | -$787,592 | -20,304 | -64.97% | $38.79 | 10,946 | 12 May 2025 | By Trust | F5, F7 |
| transaction | BWIN | Class A Common Stock | Sale | -$431,053 | -10,946 | -100% | $39.38 | 0 | 12 May 2025 | By Trust | F5, F8 |
| transaction | BWIN | Class A Common Stock | Sale | -$787,592 | -20,304 | -64.97% | $38.79 | 10,946 | 12 May 2025 | By Trust | F6, F7 |
| transaction | BWIN | Class A Common Stock | Sale | -$431,053 | -10,946 | -100% | $39.38 | 0 | 12 May 2025 | By Trust | F6, F8 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Other | $0 | -30,000 | -0.23% | $0 | 12,747,590 | 12 May 2025 | Class A Common Stock | 30,000 | $0 | By BIGH, LLC | F1, F2, F9 |
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Other | $0 | -62,500 | -0.49% | $0 | 12,685,090 | 12 May 2025 | Class A Common Stock | 62,500 | $0 | By BIGH, LLC | F2, F3, F9 |
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Other | $0 | -62,500 | -0.49% | $0 | 12,622,590 | 12 May 2025 | Class A Common Stock | 62,500 | $0 | By BIGH, LLC | F2, F4, F9 |
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Other | $0 | +62,500 | $0 | 62,500 | 12 May 2025 | Class A Common Stock | 62,500 | $0 | By Trust | F3, F5, F9 | |
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Other | $0 | +62,500 | $0 | 62,500 | 12 May 2025 | Class A Common Stock | 62,500 | $0 | By Trust | F4, F6, F9 | |
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Conversion of derivative security | $0 | -31,250 | -50% | $0 | 31,250 | 12 May 2025 | Class A Common Stock | 31,250 | $0 | By Trust | F5, F9 |
| transaction | BWIN | LLC Units in The Baldwin Insurance Group Holdings, LLC | Conversion of derivative security | $0 | -31,250 | -50% | $0 | 31,250 | 12 May 2025 | Class A Common Stock | 31,250 | $0 | By Trust | F6, F9 |
| Id | Content |
|---|---|
| F1 | These securities were distributed to a member of BIGH, LLC ("BIGH") in exchange for a corresponding reduction in such member's ownership of BIGH. |
| F2 | The reporting person disclaims beneficial ownership in these securities except to the extent of his pecuniary interest therein. |
| F3 | In a transaction exempt from Section 16 pursuant to Rule 16a-13, the reporting person (who is the sole manager of the manager of BIGH and who is deemed to have beneficial ownership of the securities held by BIGH to the extent of his pecuniary therein) caused BIGH to distribute securities that were held by BIGH to the L. Lowry Baldwin Revocable Family Trust (the "Baldwin Revocable Trust"), of which the reporting person serves as the sole trustee, in exchange for a corresponding reduction in the Baldwin Revocable Trust's ownership of BIGH. |
| F4 | In a transaction exempt from Section 16 pursuant to Rule 16a-13, the reporting person (who is the sole manager of the manager of BIGH and who is deemed to have beneficial ownership of the securities held by BIGH to the extent of his pecuniary therein) caused BIGH to distribute securities that were held by BIGH to The Pop Pop Trust, of which the reporting person serves as the sole trustee, in exchange for a corresponding reduction in The Pop Pop Trust's ownership of BIGH. |
| F5 | The securities are directly held by the Baldwin Revocable Trust, of which the reporting person serves as the sole trustee. |
| F6 | The securities are directly held by The Pop Pop Trust, of which the reporting person serves as the sole trustee. |
| F7 | The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $38.31 to $39.30. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F8 | The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $39.31 to $39.47. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| F9 | Each LLC Unit, together with a share of Class B common stock, may be exchanged by the holder for one share of Class A common stock at any time. The LLC Units do not expire. |
Chairman and member of 10% owner group