Baiju Bhatt - May 13, 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Director
Signature
/s/ Brandon Webb, attorney-in-fact for Baiju Bhatt
Stock symbol
HOOD
Transactions as of
May 13, 2025
Transactions value $
-$6,500,599
Form type
4
Date filed
5/15/2025, 05:42 PM
Previous filing
May 13, 2025
Next filing
May 22, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Bhatt Baiju Director C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Brandon Webb, attorney-in-fact for Baiju Bhatt 2025-05-15 0001870914

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Conversion of derivative security +108K 108K May 13, 2025 By Living Trust F1
transaction HOOD Class A Common Stock Sale -$6.5M -108K -100% $60.41 0 May 13, 2025 By Living Trust F2
holding HOOD Class A Common Stock 7.86K May 13, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Class B Common Stock Conversion of derivative security $0 -108K -0.2% $0.00 54M May 13, 2025 Class A Common Stock 108K By Living Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 As part of the transactions effected on May 13, 2025 pursuant to the Rule 10b5-1 trading plan adopted by the Baiju Bhatt Living Trust ("Living Trust") on August 12, 2024 ("Bhatt 10b5-1 plan"), the Living Trust sold 107,608 shares of its Class B Common Stock, resulting in an automatic conversion of the same amount of shares into Class A Common Stock upon execution of the sales.
F2 This transaction was effected pursuant to the Bhatt 10b5-1 plan.