Jonathan Rubinstein - Sep 30, 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Director
Signature
/s/ Matthew Yorkavich, attorney-in- fact for Jonathan Rubinstein
Stock symbol
HOOD
Transactions as of
Sep 30, 2025
Transactions value $
$0
Form type
4
Date filed
10/2/2025, 05:15 PM
Previous filing
Sep 10, 2025
Next filing
Nov 4, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
RUBINSTEIN JONATHAN Director C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Matthew Yorkavich, attorney-in- fact for Jonathan Rubinstein 2025-10-02 0001209522

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Award +204 204 Sep 30, 2025 Direct F1
transaction HOOD Class A Common Stock Options Exercise +800 +392.16% 1K Oct 1, 2025 Direct F2
holding HOOD Class A Common Stock 188K Sep 30, 2025 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HOOD Restricted Stock Units Options Exercise $0 -800 -24.98% $0.00 2.4K Oct 1, 2025 Class A Common Stock 800 Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 30, 2025, the Reporting Person was automatically granted 204 shares of Class A under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan. This grant was made in lieu of cash fees, based on the September 30, 2025 closing price of $143.18 per share of Class A Common Stock, and these shares were fully vested upon grant.
F2 Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F3 Reflects the prior transfer of 16,158 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
F4 On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.