Daniel M. Gallagher Jr - Oct 3, 2025 Form 4 Insider Report for Robinhood Markets, Inc. (HOOD)

Role
Chief Legal Officer
Signature
/s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr.
Stock symbol
HOOD
Transactions as of
Oct 3, 2025
Transactions value $
-$3,708,539
Form type
4
Date filed
10/7/2025, 05:28 PM
Previous filing
Sep 10, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gallagher Daniel Martin Jr Chief Legal Officer C/O ROBINHOOD MARKETS, INC., 85 WILLOW ROAD, MENLO PARK /s/ Matthew Yorkavich, attorney-in-fact for Daniel M. Gallagher, Jr. 2025-10-07 0001705560

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HOOD Class A Common Stock Sale -$321K -2.2K -0.37% $146.04 589K Oct 3, 2025 Direct F1, F2
transaction HOOD Class A Common Stock Sale -$428K -2.91K -0.49% $146.90 586K Oct 3, 2025 Direct F1, F3
transaction HOOD Class A Common Stock Sale -$941K -6.36K -1.08% $148.13 579K Oct 3, 2025 Direct F1, F4
transaction HOOD Class A Common Stock Sale -$1.4M -9.41K -1.62% $148.86 570K Oct 3, 2025 Direct F1, F5
transaction HOOD Class A Common Stock Sale -$617K -4.12K -0.72% $149.74 566K Oct 3, 2025 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 9, 2024
F2 This transaction was executed in multiple trades during the day at prices ranging from $145.43 to $146.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F3 This transaction was executed in multiple trades during the day at prices ranging from $146.50 to $147.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4 This transaction was executed in multiple trades during the day at prices ranging from $147.51 to $148.50. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F5 This transaction was executed in multiple trades during the day at prices ranging from $148.51 to $149.48. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F6 This transaction was executed in multiple trades during the day at prices ranging from $149.51 to $150.08. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.