Troy Alstead - Nov 25, 2024 Form 3/A - Amendment Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
Director
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead
Stock symbol
CASK
Transactions as of
Nov 25, 2024
Transactions value $
$0
Form type
3/A - Amendment
Date filed
2/7/2025, 05:35 PM
Date Of Original Report
Nov 26, 2024
Previous filing
Nov 18, 2024
Next filing
Mar 4, 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CASK Stock Options Nov 25, 2024 Common Stock 570 $157.89 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on June 6, 2019 and vested over a period of four years. The option is fully vested and is subject to the expiration of the lock-up agreement executed by the reporting person, which is 180 days following the date of the underwriting agreement between Issuer and Newbridge Securities Corporation, acting as representative to several underwriters.

Remarks:

This Amended Form 3 is being filed to correct errors from the initial filing for the reporting person's ownership of securities of the Issuer. No new transactions are being reported herein.