Troy Alstead - May 22, 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
Director
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead
Stock symbol
CASK
Transactions as of
May 22, 2025
Transactions value $
$54,060
Form type
4
Date filed
5/27/2025, 05:41 PM
Previous filing
May 22, 2025
Next filing
Aug 12, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Alstead Troy Director C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Troy Alstead 2025-05-27 0001450940

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $54.1K +102K +816% $0.53 115K May 22, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Restricted Stock Units Award $0 +100K $0.00 100K May 22, 2025 Common Stock 100K Direct F1, F2
transaction CASK Restricted Stock Units Award $0 +2K +2% $0.00 102K May 22, 2025 Common Stock 2K Direct F1, F3
transaction CASK Restricted Stock Units Options Exercise $0 -102K -100% $0.00 0 May 22, 2025 Common Stock 102K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2 The RSUs vested in full immediately upon grant on May 22, 2025.
F3 The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.