Eric S. Trevan - May 22, 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
Director
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Eric S. Trevan
Stock symbol
CASK
Transactions as of
May 22, 2025
Transactions value $
$54,080
Form type
4
Date filed
5/27/2025, 06:06 PM
Previous filing
Nov 26, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Trevan Eric S Director C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Eric S. Trevan 2025-05-27 0002044342

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $53K +100K +1853.91% $0.53 105K May 22, 2025 Direct
transaction CASK Common Stock Options Exercise $1.08K +2K +1.9% $0.54 107K May 24, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Restricted Stock Units Award $0 +100K $0.00 100K May 22, 2025 Common Stock 100K Direct F1, F2
transaction CASK Restricted Stock Units Options Exercise $0 -100K -100% $0.00 0 May 22, 2025 Common Stock 100K Direct F1, F2
transaction CASK Restricted Stock Units Options Exercise $0 -2K -100% $0.00 0 May 24, 2025 Common Stock 2K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2 The RSUs vested in full immediately upon grant on May 22, 2025.
F3 The RSUs were granted on June 5, 2024 subject to a vesting condition tied to the expiration of a lock-up agreement. The RSUs vested and settled on May 24, 2025 upon the lock-up's expiration.