Michael Carrosino - May 22, 2025 Form 4 Insider Report for Heritage Distilling Holding Company, Inc. (CASK)

Role
EVP of Finance & CFO
Signature
/s/ Justin B. Stiefel, attorney-in-fact for Michael Carrosino
Stock symbol
CASK
Transactions as of
May 22, 2025
Transactions value $
$223,892
Form type
4
Date filed
5/27/2025, 06:14 PM
Previous filing
Nov 26, 2024
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
CARROSINO MICHAEL EVP of Finance & CFO C/O HERITAGE DISTILLING HOLDING COMPANY, 9668 BUJACICH ROAD, GIG HARBOR /s/ Justin B. Stiefel, attorney-in-fact for Michael Carrosino 2025-05-27 0001262290

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CASK Common Stock Options Exercise $224K +422K +16897.48% $0.53 425K May 22, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CASK Restricted Stock Units Award $0 +305K $0.00 305K May 22, 2025 Common Stock 305K Direct F1, F2
transaction CASK Restricted Stock Units Award $0 +118K +38.6% $0.00 422K May 22, 2025 Common Stock 118K Direct F1, F3
transaction CASK Restricted Stock Units Options Exercise $0 -422K -100% $0.00 0 May 22, 2025 Common Stock 422K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.
F2 The RSUs vested in full immediately upon grant on May 22, 2025.
F3 The reporting person was awarded the RSUs on November 25, 2024, subject to approval by the issuer's board of directors. The RSUs were formally granted on May 22, 2025, following such board approval.