Joseph Christopher Hays - Sep 1, 2022 Form 4 Insider Report for ZoomInfo Technologies Inc. (ZI)

Role
Pres, Chief Operating Officer
Signature
/s/ Anthony Stark, as Attorney-in-Fact
Stock symbol
ZI
Transactions as of
Sep 1, 2022
Transactions value $
-$1,075,308
Form type
4
Date filed
9/6/2022, 04:36 PM
Previous filing
Aug 5, 2022
Next filing
Oct 4, 2022
SEC
View on sec.gov
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZI Common Stock Options Exercise +5.32K +0.87% 620K Sep 1, 2022 Direct F1
transaction ZI Common Stock Options Exercise +469 +0.08% 620K Sep 1, 2022 Direct F2, F3
transaction ZI Common Stock Tax liability -$12.9K -284 -0.05% $45.42 620K Sep 1, 2022 Direct F4
transaction ZI Common Stock Sale -$148K -3.49K -0.56% $42.35 617K Sep 1, 2022 Direct F5, F6
transaction ZI Common Stock Sale -$541K -12.8K -2.08% $42.15 604K Sep 1, 2022 Direct F7, F8
transaction ZI Common Stock Sale -$210K -4.91K -0.81% $42.88 599K Sep 1, 2022 Direct F7, F9
transaction ZI Common Stock Sale -$48.7K -1.1K -0.18% $44.28 598K Sep 1, 2022 Direct F7, F10
transaction ZI Common Stock Sale -$8.96K -200 -0.03% $44.79 598K Sep 1, 2022 Direct F7, F11
transaction ZI Common Stock Sale -$92.4K -2.23K -0.37% $41.50 595K Sep 2, 2022 Direct F7, F12
transaction ZI Common Stock Sale -$12.8K -300 -0.05% $42.67 595K Sep 2, 2022 Direct F7, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZI LLC Units of HSKB Funds, LLC Options Exercise $0 -5.32K -100% $0.00* 0 Sep 1, 2022 Common Stock 5.32K Direct F1, F3
transaction ZI HSKB Phantom Units Options Exercise $0 -469 -9.09% $0.00 4.69K Sep 1, 2022 Common Stock 469 Direct F2, F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects LLC Units of HSKB Funds, LLC ("HSKB Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
F2 Reflects Phantom Units of HSKB Funds II, LLC ("HSKB Phantom Units") that upon vesting settled into shares of Common Stock on a one-for-one basis.
F3 Reflects an original amount of 255,124 HSKB Units of which 101,297 vested on December 5, 2020, 42,208 vested on December 14, 2020 and the remaining unvested portion vests in twenty-one equal monthly installments beginning on January 1, 2021, subject to accelerated vesting upon certain change in control events and other vesting conditions.
F4 Reflects shares withheld to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Phantom Units reported herein.
F5 Reflects shares sold to cover the Reporting Person's tax liability in connection with the vesting of the HSKB Units reported herein.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.27 to $42.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.57 to $42.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.57 to $43.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.73 to $44.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $44.78 to $44.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.335 to $42.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.59 to $42.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F14 Reflects an original amount of 22,500 HSKB Phantom Units of which 50% vested on July 1, 2021 and with the remaining HSKB Phantom Units vesting in equal monthly installments over the two year period following July 1, 2021, in each case, subject to a continued service relationship through such vesting dates, subject to potential accelerated vesting upon certain change in control events and other vesting conditions.