Thomas Keck - Oct 29, 2021 Form 4 Insider Report for StepStone Group Inc. (STEP)

Role
Director, Member of 13D Group that owns more than 10%
Signature
/s/ Jennifer Ishiguro, Attorney-in-fact for Thomas Keck
Stock symbol
STEP
Transactions as of
Oct 29, 2021
Transactions value $
-$7,867,374
Form type
4
Date filed
11/2/2021, 08:00 PM
Previous filing
Oct 28, 2021
Next filing
Nov 5, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEP Class A Common Stock Sale -$2.84M -60.3K -28.65% $47.04 150K Oct 29, 2021 By Trust F1
transaction STEP Class A Common Stock Sale -$2.95M -62.6K -41.64% $47.21 87.7K Nov 1, 2021 By Trust F2
transaction STEP Class A Common Stock Sale -$2.08M -43.6K -49.72% $47.62 44.1K Nov 2, 2021 By Trust F3
holding STEP Class A Common Stock 55.8K Oct 29, 2021 Direct
holding STEP Class B Common Stock 1.1M Oct 29, 2021 By Cresta Capital, LLC
holding STEP Class B Common Stock 3.15M Oct 29, 2021 By Old Salt Capital LLC
holding STEP Class B Common Stock 650K Oct 29, 2021 By Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.55 to $47.90. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.59 to $47.79. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.01 to $48.30. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Remarks:

Member of 13D Group that owns more than 10%