Nancy Tellem - 25 May 2021 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Director
Signature
/s/ Angelo Vitale, attorney-in-fact
Issuer symbol
RKT
Transactions as of
25 May 2021
Net transactions value
$0
Form type
4
Filing time
27 May 2021, 16:17:34 UTC
Next filing
21 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Award $0 +9,551 +86% $0.000000 20,662 25 May 2021 Direct F1, F2
holding RKT Class A common stock 35,000 25 May 2021 By spouse F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted to the filing person on May 25, 2021 under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs vest on the first anniversary of the grant date.
F2 The total includes 11,111 restricted stock units previously granted to the filing person.
F3 Represents shares of Class A common stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A common stock. These shares were purchased at the public offering price of $18.00 per share.