Matthew Rizik - Mar 7, 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role: Director
Signature: /s/ Tina V. John, attorney in fact
Stock symbol: RKT
Transactions as of: Mar 7, 2025
Transactions value $: $0
Form type: 4
Date filed: 3/11/2025, 04:14 PM
Previous filing: Aug 28, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RKT	Class A common stock	Award	$0	+133K	+14.8%	$0.00	1.03M	Mar 7, 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RKT	Cash-Settled Restricted Stock Units	Award	$0	+88.8K		$0.00	88.8K	Mar 7, 2025	Class A common stock	88.8K		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued service on the applicable vesting date.
F2	Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued service on the applicable vesting date.

Content

Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued service on the applicable vesting date.

Represents Cash-Settled Restricted Stock Units ("Cash-Settled RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each Cash-Settled RSU represents the right to receive a cash payment equal to the fair market value of a share of the Issuer's common stock on the settlement date. The Cash-Settled RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued service on the applicable vesting date.