Heather M. Lovier - 07 Mar 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Signature
/s/ Tina V. John, attorney in fact
Issuer symbol
RKT
Transactions as of
07 Mar 2025
Net transactions value
-$546,399
Form type
4
Filing time
11 Mar 2025, 16:14:21 UTC
Previous filing
11 Sep 2024
Next filing
02 Jul 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Award $0 +174,381 +35% $0.000000 677,388 07 Mar 2025 Direct F1, F2
transaction RKT Class A common stock Tax liability $546,399 -34,648 -5.1% $15.77 642,740 07 Mar 2025 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date.
F2 The total number of shares of Class A common stock beneficially owned by the Reporting Person is being amended to remove 30,376 shares inadvertently included in the Form 3 filed by the Reporting Person on July 1, 2024 and in the Form 4s filed by the Reporting Person on August 28, 2024 and September 11, 2024.
F3 Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 78,967 restricted stock units granted to the Reporting Person on March 7, 2022, September 28, 2023, March 7, 2024, and August 26, 2024.