| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RKT | Class A common stock | Award | $0 | +168K | +31.38% | $0.00 | 704K | Mar 7, 2025 | Direct | F1, F2 |
| transaction | RKT | Class A common stock | Tax liability | -$754K | -47.8K | -6.79% | $15.77 | 656K | Mar 7, 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date. |
| F2 | The total number of shares of Class A common stock beneficially owned by the Reporting Person is being amended to remove 36,699 shares inadvertently included in the Form 3 filed by the Reporting Person on July 1, 2024 and in the Form 4s filed by the Reporting Person on August 28, 2024 and September 11, 2024. |
| F3 | Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 110,480 restricted stock units granted to the Reporting Person on March 7, 2022, September 28, 2023, March 7, 2024, and August 26, 2024. |