Varun Krishna - Mar 7, 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Chief Executive Officer, Director
Signature
/s/ Tina V. John, attorney in fact
Stock symbol
RKT
Transactions as of
Mar 7, 2025
Transactions value $
-$918,744
Form type
4
Date filed
3/11/2025, 04:14 PM
Previous filing
Sep 11, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Award $0 +698K +96.61% $0.00 1.42M Mar 7, 2025 Direct F1
transaction RKT Class A common stock Tax liability -$919K -58.3K -4.1% $15.77 1.36M Mar 7, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSUs") granted under the Rocket Companies, Inc. 2020 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and approved by a committee of independent directors. Each RSU represents the contingent right to receive one share of Class A common stock of the Issuer for each vested RSU. The RSUs were granted to the Reporting Person on March 7, 2025 and will vest in six equal, semi-annual installments over three years on each September 7 and March 7, with the initial vesting date on September 7, 2025, subject to the Reporting Person's continued employment on the applicable vesting date.
F2 Represents shares withheld by Rocket Companies, Inc. to satisfy tax withholding obligations in connection with the vesting of 130,042 restricted stock units granted to the Reporting Person on March 8, 2024.

Remarks:

Exhibit 24.1: Power of Attorney