Matthew Rizik - 13 Nov 2025 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Role
Director
Signature
/s/ Elisabeth Gormley, attorney in fact
Issuer symbol
RKT
Transactions as of
13 Nov 2025
Transactions value $
-$86,596
Form type
4
Filing time
17 Nov 2025, 16:30:48 UTC
Previous filing
13 Nov 2025
Next filing
19 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Rizik Matthew Director C/O ROCKET COMPANIES, INC., 1050 WOODWARD AVENUE, DETROIT /s/ Elisabeth Gormley, attorney in fact 17 Nov 2025 0001817213

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKT Class A common stock Sale -$43.7K -2.5K -0.24% $17.47 1.03M 13 Nov 2025 Direct F1, F2
transaction RKT Class A common stock Sale -$42.9K -2.5K -0.24% $17.17 1.02M 14 Nov 2025 Direct F1, F3
holding RKT Class L-1 common stock 3.19M 13 Nov 2025 Direct
holding RKT Class L-2 common stock 3.19M 13 Nov 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2025.
F2 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.18 to $17.99 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.98 to $17.295 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.