James Moniz - Aug 24, 2022 Form 4 Insider Report for INTEVAC INC (IVAC)

Role: Chief Financial Officer,
Signature: By: Diane Garibaldi For: James Moniz
Stock symbol: IVAC
Transactions as of: Aug 24, 2022
Transactions value $: $144,000
Form type: 4
Date filed: 8/25/2022, 04:19 PM
Previous filing: May 19, 2022
Next filing: Feb 8, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	IVAC	Common Stock	Options Exercise	$144K	+30K	+12.9%	$4.80	263K	Aug 24, 2022	Direct
holding	IVAC	Common Stock						10K	Aug 24, 2022	by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	IVAC	Non-Qualified Stock Option (right to buy)	Options Exercise	$0	-30K	-100%	$0.00^*	0	Aug 24, 2022	Common Stock	30K	$4.80	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of Common Stock acquired upon the exercise of options in an exercise-and-hold transaction.
F2	The option will vest and become exercisable in four equal installments upon the Reporting Person's completion of each year of service over the four-year period measured from the grant date.