Richard N. Massey - Dec 20, 2021 Form 4/A - Amendment Insider Report for Alight, Inc. / Delaware (ALIT)

Role
Director
Signature
/s/ John A. Mikowski, Deputy General Counsel and Assistant Corporate Secretary, as Attorney-in-Fact
Stock symbol
ALIT
Transactions as of
Dec 20, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
3/11/2025, 07:54 PM
Date Of Original Report
Dec 23, 2021
Previous filing
Oct 4, 2021
Next filing
Jan 4, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALIT Class A Common Stock Options Exercise +78 +0.03% 270K Dec 20, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALIT Warrants to purchase Class A Common Stock Options Exercise -78K -100% 0 Dec 20, 2021 Class A Common Stock 78K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person exercised the warrants on a make-whole exercise and cashless basis pursuant to a Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated Mary 29, 2020, as amended (the "Warrant Agreement"), following the Issuer's Notice of Redemption of the warrants. The Reporting Person received 0.26 shares per warrant and the Issuer withheld 0.74 shares per warrant exercised. Pursuant to the Issuer's Notice of Redemption, warrants remaining unexercised on December 27, 2021 would cease to be exercisable.
F2 Reflects the number of shares beneficially owned after the make-whole exercise on December 20, 2021 described above. No shares were withheld in connection with such exercise. As of the date hereof, after taking into account this amendment, the Reporting Person beneficially owns 1,473,489 shares of common stock reportable in Table I.
F3 Not applicable.

Remarks:

This Form 4/A is being filed to amend and restate the original Form 4 filed by the Reporting Person on December 23, 2021 to correct the number of shares reported as received in the make-whole exercise described therein, the number of shares beneficially owned after such exercise and that no shares were withheld in connection with such exercise. This Form 4/A is deemed to amend and update the beneficial ownership reported in Table I of each subsequently filed Form 4 by the Reporting Person through the date hereof.