Martin Attiq - 13 Sep 2023 Form 4 Insider Report for Astra Space, Inc. (ASTR)

Role
Chief Business Officer
Signature
Martin Attiq
Issuer symbol
ASTR
Transactions as of
13 Sep 2023
Net transactions value
$0
Form type
4
Filing time
29 Sep 2023, 19:07:23 UTC
Previous filing
12 Jun 2023
Next filing
17 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ASTR Class A Common Stock 33,210 13 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ASTR Employee stock option (right to buy) 58,000 13 Sep 2023 Class A Common Stock 58,000 $6.90 Direct F2, F3
holding ASTR Employee stock option (right to buy) 5,172 13 Sep 2023 Class A Common Stock 5,172 $6.90 Direct F2, F4
holding ASTR Employee stock option (right to buy) 15,287 13 Sep 2023 Class A Common Stock 15,287 $135.60 Direct F2, F5
holding ASTR Employee stock option (right to buy) 5,095 13 Sep 2023 Class A Common Stock 5,095 $78.15 Direct F2, F6
holding ASTR Employee stock option (right to buy) 33,333 13 Sep 2023 Class A Common Stock 33,333 $7.30 Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares beneficially owned reflects the 1-for-15 reverse stock split effected September 13, 2023.
F2 The per share exercise price and number of shares subject to the option reflect the 1-for-15 reverse stock split effected September 13, 2023.
F3 Received pursuant to the Astra Space, Inc. 2016 Equity Incentive Plan on February 26, 2020. The Stock Options vest 1/48 every month for four years. The Stock Options will be fully vested on February 1, 2024.
F4 Fully vested and exercisable, each for one (1) share of Class A Common Stock.
F5 Received pursuant to the Astra Space, Inc. Omnibus Plan on September 20, 2021. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.
F6 Received pursuant to the Astra Space, Inc. Omnibus Plan on January 20, 2022. The Stock Options vested 25% on August 15, 2022, and then in substantially equal quarterly installments beginning on November 15, 2022. The Stock Options will be fully vested on August 15, 2025.
F7 Received pursuant to the Astra Space, Inc. Omnibus Plan on March 8, 2023. The Stock Options will vest in full on May 15, 2024.