John Huston Chadwick - 06 Jun 2023 Form 4 Insider Report for Sharecare, Inc. (SHCR)

Signature
/s/ Christie J. Miller, Attorney-in-Fact for Reporting Person
Issuer symbol
SHCR
Transactions as of
06 Jun 2023
Net transactions value
$0
Form type
4
Filing time
08 Jun 2023, 19:50:24 UTC
Previous filing
19 May 2023
Next filing
05 Jul 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHCR Common Stock Options Exercise +121,019 +637% 140,019 06 Jun 2023 Direct F1
holding SHCR Common Stock 791,127 06 Jun 2023 By Claritas Capital Fund IV, LP F2, F3
holding SHCR Common Stock 752,913 06 Jun 2023 By Claritas Dozoretz Partners, LLC F2, F3
holding SHCR Common Stock 279,151 06 Jun 2023 By Claritas Irby, LLC F2, F3
holding SHCR Common Stock 1,860,256 06 Jun 2023 By Claritas Opportunity Fund 2013, LP F2, F3
holding SHCR Common Stock 1,339,129 06 Jun 2023 By Claritas Cornerstone Fund, LP F2, F3
holding SHCR Common Stock 165,241 06 Jun 2023 By managed account F2, F3
holding SHCR Common Stock 791,127 06 Jun 2023 By Claritas Opportunity Fund II, LP F2, F3
holding SHCR Common Stock 2,859,596 06 Jun 2023 By Claritas Sharecare Notes, LLC F2, F3
holding SHCR Common Stock 8,449,942 06 Jun 2023 By Claritas Sharecare CN Partners, LLC F2, F3
holding SHCR Common Stock 3,974,987 06 Jun 2023 By Claritas Opportunity Fund IV, LP F2, F3
holding SHCR Common Stock 467,217 06 Jun 2023 By Claritas SC Bactes Partners, LLC F2, F3
holding SHCR Common Stock 1,052,904 06 Jun 2023 By Claritas Sharecare 2018 Notes, LLC F2, F3
holding SHCR Common Stock 431,454 06 Jun 2023 By Claritas SC Partners, LLC F2, F3
holding SHCR Common Stock 69,544 06 Jun 2023 By Claritas Sharecare F3 LLC F2, F3
holding SHCR Common Stock 3,341,963 06 Jun 2023 By Claritas Sharecare-CS Partners, LLC F2, F3
holding SHCR Common Stock 1,835,931 06 Jun 2023 By Claritas Opportunity Fund V, LP F2, F3
holding SHCR Common Stock 1,408,834 06 Jun 2023 By Claritas Sharecare 2019 Notes LLC F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SHCR Restricted Stock Units Options Exercise $0 -121,019 -100% $0.000000* 0 06 Jun 2023 Common Stock 121,019 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Filed to report vesting of Restricted Stock Units ("RSUs"). RSUs converted into common stock on a one-for-one basis.
F2 Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3 This entity is a direct beneficial owner of the Common Stock reported on this Form 4. See Exhibit 99.1 below for information regarding the nature of Mr. Chadwick's indirect ownership of the Common Stock reported in Table I.
F4 On August 5, 2022, the Reporting Person was granted 121,019 RSUs, which vest on the earlier of (i) the 2023 annual meeting of the Company's stockholders and (ii) August 5, 2023, subject to the Reporting Person's continued service as a director of the Company. The 2023 annual meeting of the Company's stockholders was held on June 6, 2023.

Remarks:

Exhibit 99.1 Mr. Chadwick has an indirect pecuniary interest in all of the securities held by the direct beneficial owners of Common Stock listed in Column 4 of Table I of this Form 3 (the "Claritas Entities"), through his ownership of interests in the entities that manage the Claritas Entities (the "Managing Entities"). Each Managing Entity and the Claritas Entity or Entities it manages are identified below. Claritas Capital SLP - V, GP Claritas Sharecare CN Partners, LLC Claritas Irby, LLC Claritas Dozoretz Partners, LLC CC Partners IV, LLC Claritas Opportunity Fund IV, L.P. Claritas Cornerstone Fund, LP CC SLP IV, GP Claritas Sharecare-CS Partners, LLC Claritas Capital, LLC Claritas Sharecare F3 LLC Managed Account CC SLP V, GP Claritas Sharecare 2018 Notes, LLC Claritas Sharecare Notes, LLC Claritas Sharecare 2019 Notes, LLC Claritas SCB SLP, GP Claritas SC Bactes Partners, LLC CC Partners V, LLC Claritas Opportunity Fund V, LP Claritas Capital EGF - V Partners, LLC Claritas Opportunity Fund 2013, LP Claritas Capital EGF - IV Partners, LLC Claritas Capital Fund IV, LP Claritas SC-SLP GP Claritas SC Partners, LLC Claritas Opportunity Fund Partners II, LLC Claritas Opportunity Fund II, LP Claritas Capital Management Services, Inc. is a corporation; Mr. Chadwick is a director and president.