Steven Paul Lawrence - 15 Nov 2021 Form 4 Insider Report for Academy Sports & Outdoors, Inc. (ASO)

Role
EVP & CMO
Signature
/s/ Gary Holland, Attorney-in-fact
Issuer symbol
ASO
Transactions as of
15 Nov 2021
Transactions value $
-$5,850,710
Form type
4
Filing time
17 Nov 2021, 17:32:17 UTC
Previous filing
05 Nov 2021
Next filing
19 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASO Common Stock Options Exercise $46.4K +2.8K +2.51% $16.57 114K 15 Nov 2021 Direct F1
transaction ASO Common Stock Options Exercise $14.1K +853 +0.75% $16.57 115K 15 Nov 2021 Direct F1
transaction ASO Common Stock Options Exercise $25.4K +1.47K +1.27% $17.30 117K 15 Nov 2021 Direct F1
transaction ASO Common Stock Sale -$41K -853 -0.73% $48.11 116K 15 Nov 2021 Direct F1, F2
transaction ASO Common Stock Sale -$70.6K -1.47K -1.27% $48.10 114K 15 Nov 2021 Direct F1, F3
transaction ASO Common Stock Sale -$135K -2.8K -2.45% $48.07 112K 15 Nov 2021 Direct F1, F4
transaction ASO Common Stock Options Exercise $1.63M +98.5K +88.26% $16.57 210K 16 Nov 2021 Direct F1
transaction ASO Common Stock Options Exercise $983K +56.8K +27.06% $17.30 267K 16 Nov 2021 Direct F1
transaction ASO Common Stock Options Exercise $442K +26.7K +10.01% $16.57 294K 16 Nov 2021 Direct F1
transaction ASO Common Stock Sale -$4.73M -98.5K -33.54% $48.07 195K 16 Nov 2021 Direct F1, F5
transaction ASO Common Stock Sale -$2.73M -56.8K -29.13% $48.06 138K 16 Nov 2021 Direct F1, F6
transaction ASO Common Stock Sale -$1.28M -26.7K -19.31% $48.06 112K 16 Nov 2021 Direct F1, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -2.8K -2.18% $0.00 126K 15 Nov 2021 Common Stock 2.8K $16.57 Direct F1, F8
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -853 -2.57% $0.00 32.4K 15 Nov 2021 Common Stock 853 $16.57 Direct F1, F9
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -1.47K -2.17% $0.00 66K 15 Nov 2021 Common Stock 1.47K $17.30 Direct F1, F8
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -98.5K -78.38% $0.00 27.1K 16 Nov 2021 Common Stock 98.5K $16.57 Direct F1, F8
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -56.8K -86.06% $0.00 9.21K 16 Nov 2021 Common Stock 56.8K $17.30 Direct F1, F8
transaction ASO Stock Options (Right to Buy) Options Exercise $0 -26.7K -82.49% $0.00 5.67K 16 Nov 2021 Common Stock 26.7K $16.57 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options exercised and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $48.00 to $48.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F8 These time-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.
F9 These performance-based options previously granted under the Issuer's 2011 Unit Incentive Plan, or the 2011 Equity Plan, are fully vested due to a Change of Control (as defined in the 2011 Equity Plan) that resulted from the Issuer's secondary public offering that closed on May 10, 2021.