Chad M. Borton - 14 Nov 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: President - SoFi Bank
Signature: /s/ Deanna Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 14 Nov 2022
Net transactions value: -$120,205
Form type: 4
Filing time: 16 Nov 2022, 17:32:13 UTC
Previous filing: 21 Sep 2022
Next filing: 16 Dec 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+51,246	+43%		169,484	14 Nov 2022	Direct	F1
transaction	SOFI	Common Stock	Tax liability	$120,205	-19,951	-12%	$6.02	149,533	14 Nov 2022	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-51,246	-3.9%	$0.000000	1,247,622	14 Nov 2022	Common Stock	51,246		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022.