Anthony Noto - 09 Dec 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Chief Executive Officer, Director
Signature
/s/ Deanna Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
09 Dec 2022
Net transactions value
+$5,009,238
Form type
4
Filing time
13 Dec 2022, 17:21:52 UTC
Previous filing
30 Nov 2022
Next filing
16 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Purchase $2,978,020 +682,500 +17% $4.36 4,636,186 09 Dec 2022 Direct F1
transaction SOFI Common Stock Purchase $569,305 +132,600 +2.9% $4.29 4,768,786 12 Dec 2022 Direct F2
transaction SOFI Common Stock Purchase $1,461,912 +318,965 +6.7% $4.58 5,087,751 13 Dec 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transactions were executed in multiple trades. The purchase price of $4.3634 reported in Column 4 is the weighted average purchase price for the 682,500 shares acquired by the Reporting Person within a range of $4.330 to $4.395 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
F2 The reported transactions were executed in multiple trades. The purchase price of $4.2934 reported in Column 4 is the weighted average purchase price for the 132,600 shares acquired by the Reporting Person within a range of $4.28 to $4.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
F3 The reported transactions were executed in multiple trades. The purchase price of $4.5833 reported in Column 4 is the weighted average purchase price for the 318,965 shares acquired by the Reporting Person within a range of $4.70 to $4.35 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.