Chad M. Borton - Nov 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: President - SoFi Bank
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Nov 14, 2023
Transactions value $: -$141,967
Form type: 4
Date filed: 11/16/2023, 07:15 PM
Previous filing: Nov 6, 2023
Next filing: Dec 18, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+51.2K	+32.46%		209K	Nov 14, 2023	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$142K	-19.4K	-9.28%	$7.32	190K	Nov 15, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-51.2K	-3.82%	$0.00	1.29M	Nov 14, 2023	Common Stock	51.2K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 21, 2022.