Aaron Webster - Dec 14, 2023 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Risk Officer
Signature: /s/ Deanna M. Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Dec 14, 2023
Transactions value $: -$522,489
Form type: 4
Date filed: 12/18/2023, 08:40 PM
Previous filing: Nov 6, 2023
Next filing: Mar 18, 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+127K	+26.76%		604K	Dec 14, 2023	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$522K	-56K	-9.28%	$9.32	548K	Dec 15, 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-127K	-10.17%	$0.00	1.13M	Dec 14, 2023	Common Stock	127K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, March 25, 2022, July 20, 2022 and March 22, 2023.