Robert S. Lavet - 06 Feb 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
General Counsel
Signature
/s/ Deanna M. Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
06 Feb 2024
Transactions value $
-$89,230
Form type
4
Filing time
08 Feb 2024, 18:32:22 UTC
Previous filing
18 Dec 2023
Next filing
18 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise $10.1K +24.7K +1.64% $0.41* 1.53M 06 Feb 2024 Direct
transaction SOFI Common Stock Tax liability -$99.4K -12.7K -0.83% $7.81 1.52M 06 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Stock Options (right to buy) Options Exercise $0 -24.7K -100% $0.00* 0 06 Feb 2024 Common Stock 24.7K $0.41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F2 Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.